0US1 Free Stock Broker Agreement | FindLegalForms.com 2

Free Stock Broker Agreement

Download Word DOC Download PDF
This Stock Broker Agreement is between a client and a stock broker who will make investments and buy and trade stocks on the client's behalf. This agreement sets out the specific terms including client's understanding of the risks involved. It further sets out that client is responsible for all investment decisions and stock trades made by stock broker. A written Stock Broker Agreement will be invaluable in the event there are disagreements or misunderstandings between the parties regarding investment strategies and the inherent risks involved. This Stock Broker Agreement sets forth the following: Parties: Names of both the client and stock broker; Disclosures: Spells out all disclosures regarding the purchase and sale of stock and that client is wholly responsible for investment decisions and trades; Monies/Securities: Stock broker agrees to keep client's money and securities in an account separate from his own and that this money is not for stock broker's personal use; Termination: The agreement will immediately terminate if the stock broker ceases to be a member of the stock exchange; Signatures: Client and stock broker must sign this agreement. Protect your rights and your property by purchasing this attorney-prepared form. This attorney-prepared package includes: General Information Instructions and Checklist Stock Broker Agreement State Law Compliance: This form complies with the laws of all states

Looking for something else?