Comprehensive Placement Agent Agreement

for Your State
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Comprehensive Placement Agreement between a company and agent who will act as exclusive agent to facilitate the offering and sale of preferred stock. This agreement includes warranties of both parties and how much agent will be paid.

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This Comprehensive Placement Agent Agreement is between a company and a placement agent who will act as its exclusive agent to facilitate the offering and sale of preferred stock. This agreement contains a grant of option and agreement to sell provision, procedures for purchase of stock through the placement agent and how subscription proceeds will be delivered to the company. It also contains detailed and specific warranties of both the company and the agent, effective date and termination of agreement procedures and fees and expenses the company will pay to the placement agent.

This Comprehensive Placement Agent Agreement includes the following:
  • Parties: Specifies the name of the company and the placement agent;
  • Private Placement Memorandum: Sets out the date of this agreement which describes the business and other affairs of the company;
  • Appointment of Agent: Appoints placement agent as the exclusive agent to facilitate the offering of sale of the company's preferred stock and that agent may discharge its responsibilities to broker-dealers who execute a Select Dealers Agreement with the company;
  • Fees to Agent: Specifies the amount of any retainer as partial compensation for services and any commissions payable;
  • Effective Date/Termination: Agreement is effective upon execution and that agent has the right to terminate the agreement upon giving written notice prior to its termination date, without liability to the placement agent;
  • Representations/Warranties: Company's representations and warranties including no adverse regulatory orders, disclosures, capitalization and validity of the shares;
  • Conditions to Agent's Obligations: Sets out that agent's obligations are conditioned upon the accuracy of the company's representations and warranties;
  • Signatures: A company representative must sign the agreement and the placement agent must "agree and accept" all provisions of the agreement by signing same.

Protect your rights and your company by using our attorney-prepared forms.

This attorney-prepared packet contains:
  1. General Information
  2. Instructions and Checklist
  3. Comprehensive Placement Agent Agreement
State Law Compliance: This form complies with the laws of all states
This is the content of the form and is provided for your convenience. It is not necessarily what the actual form looks like and does not include the information, instructions and other materials that come with the form you would purchase. An actual sample can also be viewed by clicking on the "Sample Form" near the top left of this page.
Number of Pages23
DimensionsDesigned for Letter Size (8.5" x 11")
EditableYes (.doc, .wpd and .rtf)
UsageUnlimited number of prints
Product number#43628
This is the content of the form and is provided for your convenience. It is not necessarily what the actual form looks like and does not include the information, instructions and other materials that come with the form you would purchase. An actual sample can also be viewed by clicking on the "Sample Form" near the top left of this page.

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Most impressed with the content of the two legal forms we downloaded. the coverage of the respective topics was exactly inline with what we required as the basis of an initial discussion with a prospective partner. We would most cerrainly use this facility again since it short cuts the normal legal route without all the attendent costs and time scales


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This form was right on the money. This first experience with FindLegalFodms.com means I will be back next time I need another form !


Rohnert Park,

CA

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Well done


Palm Desert,

CA

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the product was quiet useful.


Corpus Christi,

TX

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It is an execellent service with simple instruction to modify and complete. I highly recomment it and will use it again! Regards, Ram Amaya


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