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0US1 Investment Representation Letter | FindLegalForms.com 2

Investment Representation Letter

for Your State

This Investment Representation Letter is for use by a company when selling securities and relies on specific exceptions to registration with the Securities & Exchange Commission.

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File types included

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Compatible with

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For Immediate Download

$9.95 Add to Cart
Free eSignature included
with every order
Please select a state

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This Investment Representation Letter is used when a company is selling securities and is relying on specific exceptions to having register the securities with the SEC. With the letter, the prospective shareholder (investor) furnishes confidential and personal information to a company in order to invest. This letter, which precedes the investment, is for use by an individual or entity.

The information provided in this letter includes the investor's name, occupation and net worth. It also includes a provision that states that the investment is for shareholder's use only, or as fiduciary on behalf of another. Language to be printed as a legend on the share certificate is supplied within in this letter.

This Investment Representation Letter includes:
  • Parties: Sets forth the name of the company and shareholder who will purchase stock f the company;
  • Institutional/Individual Shareholders: Requests specific information from shareholders who are individuals or institutions including name, address, social security number and net worth;
  • Non-accredited Investors: Requests specific information from this type of investor including credentials and net worth information;
  • Signatures: An officer of the company must sign this letter.

Protect yourself and your rights by using our attorney-prepared forms.

This attorney-prepared packet contains:
  1. General Information
  2. Instructions and Checklist
  3. Investment Representation Letter
State Law Compliance: This form complies with the laws of all states
This is the content of the form and is provided for your convenience. It is not necessarily what the actual form looks like and does not include the information, instructions and other materials that come with the form you would purchase. An actual sample can also be viewed by clicking on the "Sample Form" near the top left of this page.
Number of Pages11
DimensionsDesigned for Letter Size (8.5" x 11")
EditableYes (.doc, .wpd and .rtf)
UsageUnlimited number of prints
Product number#43693
This is the content of the form and is provided for your convenience. It is not necessarily what the actual form looks like and does not include the information, instructions and other materials that come with the form you would purchase. An actual sample can also be viewed by clicking on the "Sample Form" near the top left of this page.

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